Tuesday November 25, 2014

Recent News

Ruddy Law featured article in the NIBA Journal

Ruddy Law Office’s Mark E. Ruddy and Jessica I. Brown have written an article titled “Housekeeping, Reminders and Updates” regarding CFTC and FinCen changes. It is featured in the NIBA Journal. For

Verification requirement is driving companies away from Rule 506(c) offerings

The SEC made it easier for companies to raise capital through private offerings under Rule 506, but it has been surprised by the minimal usage of the safe harbor in Rule 506(c), according to Sebastian

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