Thursday January 29, 2015

Recent News

CFTC grants reporting and capital requirements relief to introducing brokers’ foreign affiliates

The CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) announced that it would not recommend enforcement action to the Commission if foreign affiliates of certain introducing brokers did

SEC to back U.S. Attorney’s try to upend Newman

The SEC plans to file a friend-of-the-court brief in support of the Manhattan U.S. attorney’s office’s bid to persuade the Second Circuit to rethink its decision last December making it harder for

1225 15th Street NW
Washington, DC 20005
Tel: 202.797.0762