Welcome to the website of the Ruddy Law Office, PLLC.
The Ruddy Law Office, PLLC (Ruddy Law) is a Washington, DC based boutique law firm that provides legal advice to registered investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds and other members of the alternative investment community. Ruddy Law assists clients with initial and ongoing regulatory needs associated with the National Futures Association (“NFA”), Commodity Futures Trading Commission (“CFTC”), Securities and Exchange Commission (“SEC”), Federal Energy Regulatory Commission (“FERC”), as well as other federal and state regulatory agencies. We have proudly offered these services since our inception in 2001.
The core client base of Ruddy Law consists of smaller brokerage and advisory firms – i.e. those firms with a single office or less than a dozen employees – that are seeking niche-oriented advice delivered with the highest quality of service. At the same time, the practice serves as legal counsel to futures commission merchants, larger investment firms, entrepreneurs from diverse industries, private equity funds, and venture capitalists. Ruddy Law also offers related business litigation services, including representation throughout civil proceedings and regulatory investigations.
May 14, 2015
The Ruddy Law Office is pleased to announce the addition of James P. “Jim” Gregory to the firm. Jim has joined the Ruddy Law as Of Counsel. Jim has been practicing law for over forty years, which
May 11, 2015
“There is no rigid formula dictating the choice of forum,” the SEC wrote in guidance released late this afternoon on the issue of forum selection in contested actions. The four page document set out a