CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR - 01 June 2021

Release Number 8390-21

The Commodity Futures Trading Commission’s Market Participants Division (MPD) today published updated responses to frequently asked questions regarding CFTC Regulation 4.27 and Form CPO-PQR (FAQs). These FAQs update the 2015 FAQs that addressed issues on Form CPO-PQR from filing mechanics and deadlines to more technical questions. [See CFTC Press Release No. 7273-15]  

In October 2020, the CFTC adopted a Final Rule amending Form CPO-PQR and CFTC Regulation 4.27, the provision requiring Form CPO-PQR reporting. [See CFTC Press Release No. 8277-20] The updated FAQs reflect that Final Rule’s revisions and supersede the 2015 version.

MPD staff intends to update the FAQs on an as-needed basis to clarify issues for the broadest set of Form CPO-PQR filers.

For more information visit

This website uses cookies to ensure that we give you the best experience on our website. This cookie data is anonymous, read about how we use cookies and how you can control them in our Cookie Notice. Otherwise, we’ll assume you’re OK to continue. Find out more.